Rosewill Consulting Limited is a young company built on a wealth of knowledge and practical skills sourced through a wide range of consultants. Where we do not have the specific expertise you require, we will refer you to a specialist for that area.
Our goal is to integrate regulatory requirements with sensible business practice to make your business more efficient while meeting its compliance obligations.
We bring together like-minded consultants who share values of integrity, trust and respect. Our approach is to understand your business needs first, consider options and help you implement solutions that will enable your business to grow and not be constrained by the impact of regulatory change.
Rosewill Consulting Limited is a young company built on a wealth of knowledge and practical skills sourced through a wide range of consultants. Where we do not have the specific expertise you require, we will refer you to a specialist for that area.
Our goal is to integrate regulatory requirements with sensible business practice to make your business more efficient while meeting its compliance obligations.
We bring together like-minded consultants who share values of integrity, trust and respect. Our approach is to understand your business needs first, consider options and help you implement solutions that will enable your business to grow and not be constrained by the impact of regulatory change.
Rosewill Consulting Limited is a young company built on a wealth of knowledge and practical skills sourced through a wide range of consultants. Where we do not have the specific expertise you require, we will refer you to a specialist for that area.
Our goal is to integrate regulatory requirements with sensible business practice to make your business more efficient while meeting its compliance obligations.
We bring together like-minded consultants who share values of integrity, trust and respect. Our approach is to understand your business needs first, consider options and help you implement solutions that will enable your business to grow and not be constrained by the impact of regulatory change.
Rosewill Consulting Limited is a young company built on a wealth of knowledge and practical skills sourced through a wide range of consultants. Where we do not have the specific expertise you require, we will refer you to a specialist for that area.
Our goal is to integrate regulatory requirements with sensible business practice to make your business more efficient while meeting its compliance obligations.
We bring together like-minded consultants who share values of integrity, trust and respect. Our approach is to understand your business needs first, consider options and help you implement solutions that will enable your business to grow and not be constrained by the impact of regulatory change.
Rosewill Consulting Limited is a young company built on a wealth of knowledge and practical skills sourced through a wide range of consultants. Where we do not have the specific expertise you require, we will refer you to a specialist for that area.
Our goal is to integrate regulatory requirements with sensible business practice to make your business more efficient while meeting its compliance obligations.
We bring together like-minded consultants who share values of integrity, trust and respect. Our approach is to understand your business needs first, consider options and help you implement solutions that will enable your business to grow and not be constrained by the impact of regulatory change.
Licences
Our Licensing Services
-
New Licence Applications
-
Licence Variations
-
Independent Assurance & Control Testing
Get Ready for Licensing Success
Whether you’re launching a new financial service, expanding your offering or strengthening your compliance programme, our team can help you navigate the licensing process with clarity and confidence.
Contact us to discuss your licensing needs and next steps.
Why Work With Us?
-
Specialists in NZ regulatory licensing across financial services.
-
Experience across the full lifecycle, from licence preparation to post‑licensing compliance.
-
Independent, confidential assurance tailored to your business model.
-
Deep knowledge of regulatory expectations on governance, risk, compliance and conduct.
-
Responsive and pragmatic guidance for both new entrants and established industry participants.
Financial Services Licensing in New Zealand
Navigating New Zealand’s financial services licensing landscape can be complex.
Rosewill Consulting supports financial institutions, advisers and product providers to obtain a new licence, vary an existing licence, or meet ongoing obligations through independent assurance and control testing.
Whether you operate in lending, managed funds, financial advice, derivatives, DIMS, insurance, or as a deposit taker, we help you meet the expectations of your regulators.
For a preliminary discussion, touch base anytime. Email comply@rosewillconsulting.co.nz or phone Karty Mayne on 0274 666 686.
What is the Fair Conduct Principle?
Good outcomes for your customers
The fair conduct principle is the overarching principle of CoFI that a financial institution must treat consumers fairly. It is important that consumers get the financial products and services they need throughout their life, when they need them, and have trust and confidence these will do what they should.
The requirement to treat consumers fairly includes:
· paying due regard to consumers’ interests; and
· acting ethically, transparently, and in good faith; and
· assisting consumers to make informed decisions; and
· customer centric design of products and services; and
· not applying tactics such as unfair pressure
Rosewill Consulting Limited can help you develop your Fair Conduct Programme and policies.
You can contact us on comply@rosewillconsulting.co.nz.