Plain English Compliance.
Feeling overwhelmed by ongoing regulatory change?
We help small and medium size entities meet their regulatory obligations by providing simple and sustainable compliance solutions.
We work with financial service providers to ready their business for licensing, project manage the licensing application process
and provide support during the
Request a proposal for an independent compliance review to determine how compliant you are with meeting your regulatory obligations or conduct a deep dive on an aspect of your business.
We have consultants qualified to conduct an audit or independent review for the purposes of meeting the Anti-Money Laundering and Countering the Financing of Terrorism Act (AML/CFT Act) requirements.
We assist new reporting entities become compliant with the AML/CFT Act. We can also help you to remedy issues identified during your audit and keep your risk assessment and programme up to date.
Templates and Manuals
Do you need to create a policy manual, professional standards manual or make sure you have compliant templates and tools? We will help you develop these for your business.
We provide bespoke consultancy services for a wide range of areas including governance, risk, conduct, compliance, policy frameworks, management coaching, specialist training etc.
Compliance Assurance Programmes
We can develop and implement a customized compliance assurance programme for your business. We also provide periodic independent testing and monitoring of your controls and advise your risk and compliance committee.