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Plain English Compliance.

Feeling overwhelmed by ongoing regulatory change?

We help financial service providers meet their regulatory obligations with confidence.

Whether you are preparing for a licence, strengthening your compliance framework, or seeking independent assurance, we work with you to make the process straightforward and transparent.
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About us

Rosewill Consulting Limited is built on a wealth of knowledge and practical skills sourced through a wide range of consultants. Where we do not have the specific expertise you require, we will source a specialist to support our team to deliver your project.

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Who We Work With

We work with a wide range of financial service providers including lenders, financial advisers, insurers, DIMS providers, MIS managers, derivatives issuers, NBDTs, fintechs wholesale providers and more!

The best consultants are those who bring clarity to complexity, and simplicity to confusion. Our team is here to help you with any queries or concerns you may have. 

Don't hesitate to reach out to us anytime 

Our Services

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Licensing Projects

We work with financial service providers to ready their business for licensing, project manage the licensing application process and provide support during the assessment phase.

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Compliance Reviews

Request a proposal for an independent compliance assurance review  to determine how compliant you are with meeting your regulatory obligations or conduct a deep dive on an aspect of your business.

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New Licence Applications

We help you determine your correct licensing category, prepare application documentation, and develop the policies, frameworks and controls needed to satisfy regulatory requirements.

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AML/CFT Services

We can provide an independent audit, training or general compliance help to meet the requirements for the Anti-Money Laundering and Countering the Financing of Terrorism Act (AML/CFT Act) requirements.

 We can also help you to remedy issues identified during your audit and keep your risk assessment and programme up to date.

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Templates and Manuals

Do you need to create a policy manual, professional standards manual or make sure you have compliant templates and tools? We will help you develop these for your business.

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Training &  Consultancy

We provide Compliance Officer training and bespoke training and consultancy services including; governance, risk, conduct, compliance, policy frameworks, management coaching, specialist training, etc. 

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Compliance Assurance Programmes

We can develop and implement a customised compliance assurance programme for your business. We also provide periodic independent testing and monitoring of your controls and advise your risk and compliance committee.

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